Search Result

361 - 380 of 1027 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach

As Published: 2006

BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach

SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

MCOB 12.2 Purpose

As Published: 2006

MCOB 12.2 Purpose

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

DTR 1.3 Information gathering and publication

As Published: 2005

DTR 1.3 Information gathering and publication

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction