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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2007

PERG 8.18 Financial promotions concerning the Lloyd’s market

MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

SYSC 20.1 Application and purpose

As Published: 2009

SYSC 20.1 Application and purpose

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

MCOB 7.4 Mortgages: disclosure at the start of the contract

As Published: 2004

MCOB 7.4 Mortgages: disclosure at the start of the contract

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

COBS 15.2 The right to cancel

As Published: 2007

COBS 15.2 The right to cancel

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege