Search Result

301 - 320 of 1027 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

COLL 12.3 EEA UCITS management companies

As Published: 2011

COLL 12.3 EEA UCITS management companies

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

PERG 4.6 Advising on regulated mortgage contracts

As Published: 2006

PERG 4.6 Advising on regulated mortgage contracts

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

PR 2.3 Minimum information to be included in a prospectus

As Published: 2007

PR 2.3 Minimum information to be included in a prospectus

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2011

REC 3.22 Restriction of, or instruction to close out, open positions

SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

PERG 4.14 Mortgage activities carried on by professional firms

As Published: 2005

PERG 4.14 Mortgage activities carried on by professional firms

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties