Search Result

281 - 300 of 1085 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

MCOB 5.4 Mortgage illustrations: general

As Published: 2004

MCOB 5.4 Mortgage illustrations: general

MCOB 5.5 Provision of illustrations

As Published: 2004

MCOB 5.5 Provision of illustrations

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

DISP App 1.6 Valuing Relevant Benefits

As Published: 2004

DISP App 1.6 Valuing Relevant Benefits

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

SUP 2.3 Information gathering by the appropriate regulator on its own initiative: cooperation by firms

As Published: 2007

SUP 2.3 Information gathering by the appropriate regulator on its own initiative: cooperation by firms

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

COLL 12.2 UK UCITS management companies

As Published: 2011

COLL 12.2 UK UCITS management companies

PR App 3.1

As Published: 2005

PR App 3.1