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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2007

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

DEPP 6A.2 Deciding whether to take action

As Published: 2013

DEPP 6A.2 Deciding whether to take action

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

As Published: 2003

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

PR App 3.1

As Published: 2005

PR App 3.1

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

LR 20.4 Continuing obligations

As Published: 2010

LR 20.4 Continuing obligations

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement