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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

MCOB 2.5 Reliance on others

As Published: 2006

MCOB 2.5 Reliance on others

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

SUP 10A.11 Minimising overlap with the PRA approved persons regime

As Published: 2013

SUP 10A.11 Minimising overlap with the PRA approved persons regime

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

PERG 15.5 Negative scope/exclusions

As Published: 2009

PERG 15.5 Negative scope/exclusions

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

COBS 15.2 The right to cancel

As Published: 2007

COBS 15.2 The right to cancel

SYSC 2.2 Recording the apportionment

As Published: 2001

SYSC 2.2 Recording the apportionment

MIPRU 5.1 Application and purpose

As Published: 2006

MIPRU 5.1 Application and purpose