Search Result

221 - 240 of 1032 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

SYSC 13.8 External events and other changes

As Published: 2006

SYSC 13.8 External events and other changes

REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

SUP 10A.3 Provisions related to the Act

As Published: 2013

SUP 10A.3 Provisions related to the Act

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agent?

As Published: 2007

SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agent?

DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC