Search Result

201 - 220 of 1097 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

SUP 10A.9 Significant management functions

As Published: 2013

SUP 10A.9 Significant management functions

BIPRU 3.3 The use of the credit assessments of ratings agencies

As Published: 2007

BIPRU 3.3 The use of the credit assessments of ratings agencies

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

REC 1.1 Application

As Published: 2005

REC 1.1 Application

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

BIPRU 9.2 Approach to be used

As Published: 2007

BIPRU 9.2 Approach to be used

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody