Search Result

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

…

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

…

ICOBS 3.2 E-Commerce

As Published: 2008

ICOBS 3.2 E-Commerce

…

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

…

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

…

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 3.8 Rights and duties of auditors

GEN 4.1 Application

REC 2.13 Promotion and maintenance of standards

SUP 17.1 Application

LR 9.2 Requirements with continuing application

PERG 13.7 The territorial application of MiFID

BIPRU 8.6 Consolidated capital resources

REC 6A.2 Removal of passport rights from EEA market operator

PERG 5.2 Introduction

COND 2.4 Appropriate resources

SUP 10A.14 Changes to an FCA-approved person's details

COBS 4.13 UCITS

REC 3.15 Suspension of services and inability to operate facilities

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading