Search Result

141 - 160 of 1094 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

As Published: 2001

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

As Published: 2006

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2011

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1