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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

COLL 12.3 EEA UCITS management companies

As Published: 2011

COLL 12.3 EEA UCITS management companies

LR 19.1 Application

As Published: 2005

LR 19.1 Application

LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

MAR 8.3 Requirements for benchmark administrators

As Published: 2013

MAR 8.3 Requirements for benchmark administrators

SUP 10A.17 Further questions

As Published: 2013

SUP 10A.17 Further questions

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

MCOB 6.9 Regulated sale and rent back agreements

As Published: 2010

MCOB 6.9 Regulated sale and rent back agreements

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver