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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2011

REC 3.22 Restriction of, or instruction to close out, open positions

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REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

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SYSC 19A.3 Remuneration principles for banks, building societies and investment firms

As Published: 2011

SYSC 19A.3 Remuneration principles for banks, building societies and investment firms

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LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

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DEPP 6.7 Discount for early settlement

As Published: 2010

DEPP 6.7 Discount for early settlement

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COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

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LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

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LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

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SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

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SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers

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SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

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COLL 12.2 UK UCITS management companies

As Published: 2011

COLL 12.2 UK UCITS management companies

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SUP 10A.14 Changes to an FCA-approved person's details

As Published: 2013

SUP 10A.14 Changes to an FCA-approved person's details

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COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

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PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

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SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

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PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

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REC 3.21 Criminal offences and civil prohibitions

As Published: 2013

REC 3.21 Criminal offences and civil prohibitions

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