Search Result

121 - 140 of 1163 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

COBS 6.2A Describing advice services

As Published: 2010

COBS 6.2A Describing advice services

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

ICOBS 8.1 Insurers: general

As Published: 2007

ICOBS 8.1 Insurers: general

REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

CASS 8.3 Records and internal controls

As Published: 2013

CASS 8.3 Records and internal controls

SUP 10A.9 Significant management functions

As Published: 2013

SUP 10A.9 Significant management functions

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

MCOB 5.4 Mortgage illustrations: general

As Published: 2004

MCOB 5.4 Mortgage illustrations: general

SUP 13.3 Establishing a branch in another EEA State

As Published: 2001

SUP 13.3 Establishing a branch in another EEA State

CASS 10.1 Application, purpose and general provisions

As Published: 2012

CASS 10.1 Application, purpose and general provisions

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction