Search Result

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

…

COLL 13.2 Operational requirements for feeder NURS

As Published: 2012

COLL 13.2 Operational requirements for feeder NURS

…

BIPRU 7.9 Use of a CAD 1 model

As Published: 2007

BIPRU 7.9 Use of a CAD 1 model

…

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

DTR 4.2 Half-yearly financial reports

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

PR 3.1 Approval of prospectus

BIPRU 12.8 Cross-border and intra-group management of liquidity

BIPRU 4.10 The IRB approach: Credit risk mitigation

COBS 6.1B Retail investment product provider and platform service provider requirements relating to adviser charging and remuneration

SUP 11.9 Changes in close links

PR 2.1 General contents of prospectus

SYSC 12.1 Application

PERG 8.21 Company statements, announcements and briefings

PERG 8.17 Financial promotions concerning agreements for qualifying credit

REC 6.7 Notification rules for overseas recognised bodies

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

BIPRU 12.6 Simplified ILAS

MCOB 1.2 General application: who? what?

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

SYSC 4.2 Persons who effectively direct the business

COLL 13.2 Operational requirements for feeder NURS

BIPRU 7.9 Use of a CAD 1 model

LR 10.8 Miscellaneous