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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 5.2 E-Commerce

As Published: 2007

COBS 5.2 E-Commerce

COBS 11.3 Client order handling

As Published: 2011

COBS 11.3 Client order handling

REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

APER 3.3 Factors relating to Statements of Principle 5 to 7

As Published: 2001

APER 3.3 Factors relating to Statements of Principle 5 to 7

PERG 4.9 Agreeing to carry on a regulated activity

As Published: 2005

PERG 4.9 Agreeing to carry on a regulated activity

FEES 5.7 Payment

As Published: 2009

FEES 5.7 Payment

APER 3.2 Factors relating to all Statements of Principle

As Published: 2001

APER 3.2 Factors relating to all Statements of Principle

SUP 10A.2 Purpose

As Published: 2013

SUP 10A.2 Purpose

COBS 18.1 Trustee Firms

As Published: 2007

COBS 18.1 Trustee Firms

FEES 5.5B Case fees

As Published: 2013

FEES 5.5B Case fees

COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients

DISP 3.7 Awards by the Ombudsman

As Published: 2008

DISP 3.7 Awards by the Ombudsman

MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose

COBS 9.1 Application and purpose provisions

As Published: 2007

COBS 9.1 Application and purpose provisions

COBS 11.4 Client limit orders

As Published: 2007

COBS 11.4 Client limit orders

MAR 1.8 Market abuse (dissemination)

As Published: 2001

MAR 1.8 Market abuse (dissemination)

COBS 20.1 Application

As Published: 2007

COBS 20.1 Application

MIPRU 5.2 Use of intermediaries

As Published: 2006

MIPRU 5.2 Use of intermediaries

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

As Published: 2005

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

BIPRU 9.7 Recognition of credit assessments of ECAIs

As Published: 2006

BIPRU 9.7 Recognition of credit assessments of ECAIs