Search Result

1081 - 1100 of 1111 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 6.1E Platform service providers

As Published: 2011

COBS 6.1E Platform service providers

COBS 6.3 Disclosing information about services, fees and commission

As Published: 2007

COBS 6.3 Disclosing information about services, fees and commission

COBS 10.2 Assessing appropriateness: the obligations

As Published: 2007

COBS 10.2 Assessing appropriateness: the obligations

COBS 20.1 Application

As Published: 2007

COBS 20.1 Application

DISP App 3.6 Determining the effect of a breach or failing

As Published: 2010

DISP App 3.6 Determining the effect of a breach or failing

BIPRU 3.3 The use of the credit assessments of ratings agencies

As Published: 2007

BIPRU 3.3 The use of the credit assessments of ratings agencies

COBS 9.4 Suitability reports

As Published: 2007

COBS 9.4 Suitability reports

COBS 4.12 Unregulated collective investment schemes

As Published: 2007

COBS 4.12 Unregulated collective investment schemes

COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients

MIPRU 5.2 Use of intermediaries

As Published: 2006

MIPRU 5.2 Use of intermediaries

ICOBS 5.3 Advised sales

As Published: 2012

ICOBS 5.3 Advised sales

DTR 3.1

As Published: 2005

DTR 3.1

PERG 3A.5 Exclusions

As Published: 2011

PERG 3A.5 Exclusions

COBS 1.1 The general application rule

As Published: 2007

COBS 1.1 The general application rule

BIPRU 9.7 Recognition of credit assessments of ECAIs

As Published: 2006

BIPRU 9.7 Recognition of credit assessments of ECAIs

MCOB 7.8 Home purchase plans

As Published: 2006

MCOB 7.8 Home purchase plans

BIPRU 13.4 CCR mark to market method

As Published: 2006

BIPRU 13.4 CCR mark to market method

BIPRU 3.5 Simplified method of calculating risk weights

As Published: 2007

BIPRU 3.5 Simplified method of calculating risk weights

PR 2.4 Incorporation by reference

As Published: 2007

PR 2.4 Incorporation by reference

BIPRU 13.7 Contractual netting

As Published: 2012

BIPRU 13.7 Contractual netting