Search Result

81 - 100 of 278 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

ICOBS 4.6 Commission disclosure for pure protection contracts sold with retail investment products

As Published: 2010

ICOBS 4.6 Commission disclosure for pure protection contracts sold with retail investment products

ICOBS 7.1 The right to cancel

As Published: 2007

ICOBS 7.1 The right to cancel

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

COBS 4.6 Past, simulated past and future performance

As Published: 2007

COBS 4.6 Past, simulated past and future performance

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

MCOB 4.5 Additional disclosure for distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts with retail customers

As Published: 2004

MCOB 4.5 Additional disclosure for distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts with retail customers

COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

MCOB 13.8 Home purchase plans

As Published: 2006

MCOB 13.8 Home purchase plans

DISP 3.2 Jurisdiction

As Published: 2007

DISP 3.2 Jurisdiction

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

MCOB 2.5 Reliance on others

As Published: 2006

MCOB 2.5 Reliance on others

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

ICOBS 2.2 Communications to clients and financial promotions

As Published: 2010

ICOBS 2.2 Communications to clients and financial promotions

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

COBS 14.3 Information about designated investments

As Published: 2007

COBS 14.3 Information about designated investments

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers