Search Result

81 - 100 of 962 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

COBS 10.5 Assessing appropriateness: guidance

As Published: 2007

COBS 10.5 Assessing appropriateness: guidance

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

PERG 8.2 Introduction

As Published: 2007

PERG 8.2 Introduction

SUP 13.3 Establishing a branch in another EEA State

As Published: 2001

SUP 13.3 Establishing a branch in another EEA State

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

COBS 9.3 Guidance on assessing suitability

As Published: 2007

COBS 9.3 Guidance on assessing suitability

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

COBS 3.4 Retail clients

As Published: 2007

COBS 3.4 Retail clients

COBS 15.2 The right to cancel

As Published: 2007

COBS 15.2 The right to cancel

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

PERG 8.1 Application and purpose

As Published: 2005

PERG 8.1 Application and purpose

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

COBS 3.6 Eligible counterparties

As Published: 2007

COBS 3.6 Eligible counterparties

COBS 4.8 Cold calls and other promotions that are not in writing

As Published: 2007

COBS 4.8 Cold calls and other promotions that are not in writing

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom