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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

RCB 2.1 Application and purpose of chapter

As Published: 2008

RCB 2.1 Application and purpose of chapter

PERG 4.9 Agreeing to carry on a regulated activity

As Published: 2005

PERG 4.9 Agreeing to carry on a regulated activity

DEPP 2.4 Third party rights and access to FCA material

As Published: 2013

DEPP 2.4 Third party rights and access to FCA material

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

CREDS 8.1 Application and purpose

As Published: 2011

CREDS 8.1 Application and purpose

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

As Published: 2008

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

FEES 2.3 Relieving Provisions

As Published: 2006

FEES 2.3 Relieving Provisions

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

COBS 2.1 Acting honestly, fairly and professionally

As Published: 2007

COBS 2.1 Acting honestly, fairly and professionally

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

LR 15.3 Listing applications and procedures

As Published: 2010

LR 15.3 Listing applications and procedures

COBS 5.2 E-Commerce

As Published: 2007

COBS 5.2 E-Commerce

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

CASS 9.1 Application

As Published: 2010

CASS 9.1 Application

RCB 3.1 Application and Purpose

As Published: 2008

RCB 3.1 Application and Purpose

PERG 7.2 Introduction

As Published: 2006

PERG 7.2 Introduction

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication