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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

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COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2011

COLL 11.6 Winding up, merger and division of master UCITS

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BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

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Similar To

REC 2.9 Transaction recording

DTR 6.1 Information requirements for issuers of shares and debt securities

PERG 13.3 Investment Services and Activities

SYSC 6.1 Compliance

REC 1.1 Application

LR App 1.1 Relevant definitions

REC 4.2B Exercise of passport rights by a UK RIE

REC 2.10 Financial crime and market abuse

ICOBS 8.4 Employers’ Liability Insurance

DTR 5.4 Aggregation of managed holdings

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

LR 5.4A Transfer between listing categories: Equity shares

REC 3.6 Constitution and governance

COLL 4.5 Reports and accounts

RCB 2.3 Determination of registration

COLL 8.3 Investor relations

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

COLL 11.6 Winding up, merger and division of master UCITS

BIPRU 7.10 Use of a Value at Risk Model