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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

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RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

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COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

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COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

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SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

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Similar To

SUP 13A.1 Application and purpose

COBS 2.3 Inducements

SUP 13.6 Changes to branches

SYSC 4.2 Persons who effectively direct the business

PRIN 4.1 Principles: MiFID business

CASS 6.1 Application

COLL 7.1 Introduction

PERG 13.5 Exemptions from MiFID

SUP 14.2 Changes to branch details

CASS 5.5 Segregation and the operation of client money accounts

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

BIPRU 7.9 Use of a CAD 1 model

SUP 13A.3 Qualifications for authorisation under the Act

SUP 6.2 Introduction

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

RCB 2.3 Determination of registration

COLL 7.2 Suspension and restart of dealings

COLL 7.6 Schemes of arrangement

SUP 14.1 Application and purpose