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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

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PERG 4.8 Administering a regulated mortgage contract

As Published: 2008

PERG 4.8 Administering a regulated mortgage contract

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ICOBS 6.3 Pre- and post-contract information: pure protection contracts

As Published: 2008

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

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FEES App 1.3 Application Fees

As Published: 2012

FEES App 1.3 Application Fees

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LR 2.2 Requirements for all securities

SUP 12.7 Notification requirements

REC 2.9 Transaction recording

MCOB 5.5 Provision of illustrations

MCOB 9.7 Disclosure at the start of the contract: lifetime mortgages

PERG 8.7 Engage in investment activity

SUP 12.9 Record keeping

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

DTR 6.1 Information requirements for issuers of shares and debt securities

LR 10.5 Class 1 requirements

PERG 7.5 When is it appropriate to apply for a certificate?

DEPP 6.4 Financial penalty or public censure

COBS 4.10 Systems and controls and approving and communicating financial promotions

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

DTR 1.2 Modifying rules and consulting the FCA

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order