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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

TC App 4.1 Appropriate Qualification tables

As Published: 2010

TC App 4.1 Appropriate Qualification tables

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SYSC 4.3 Responsibility of senior personnel

As Published: 2007

SYSC 4.3 Responsibility of senior personnel

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REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

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MAR 5.4 Finalisation of transactions

As Published: 2007

MAR 5.4 Finalisation of transactions

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PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions

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SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

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SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

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APER 4.3 Statement of Principle 3

As Published: 2007

APER 4.3 Statement of Principle 3

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FEES App 1.3 Application Fees

As Published: 2012

FEES App 1.3 Application Fees

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SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

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PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

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SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

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CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

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LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

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COBS 18.8 OPS firms - non scope business

As Published: 2007

COBS 18.8 OPS firms - non scope business

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SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

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MCOB 7.2 Purpose

As Published: 2004

MCOB 7.2 Purpose

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CASS 1.5 Application: electronic media and E-Commerce

As Published: 2007

CASS 1.5 Application: electronic media and E-Commerce

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CASS 9.2 Prime broker's daily report to clients

As Published: 2010

CASS 9.2 Prime broker's daily report to clients

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COBS 3.3 General notifications

As Published: 2007

COBS 3.3 General notifications

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