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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

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SUP 10A.2 Purpose

As Published: 2013

SUP 10A.2 Purpose

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LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

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COLL 12.1 Introduction

As Published: 2011

COLL 12.1 Introduction

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COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

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PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

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PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

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PERG 4.12 Appointed representatives

As Published: 2005

PERG 4.12 Appointed representatives

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BIPRU 8.9A Consolidated large exposure requirements

As Published: 2010

BIPRU 8.9A Consolidated large exposure requirements

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COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

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LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

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COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

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CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust

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GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

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DISP App 1.4 Policy reconstruction

As Published: 2008

DISP App 1.4 Policy reconstruction

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DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

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DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

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GEN 1.2 Referring to approval by the appropriate regulator

As Published: 2005

GEN 1.2 Referring to approval by the appropriate regulator

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MCOB 6.9 Regulated sale and rent back agreements

As Published: 2010

MCOB 6.9 Regulated sale and rent back agreements

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DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

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