Search Result

481 - 500 of 618 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 2.2 Late Payments and Recovery of Unpaid Fees

As Published: 2006

FEES 2.2 Late Payments and Recovery of Unpaid Fees

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

DEPP 6A.2 Deciding whether to take action

As Published: 2013

DEPP 6A.2 Deciding whether to take action

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

DISP App 1.3 Remortgaging

As Published: 2008

DISP App 1.3 Remortgaging

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

TC App 4.1 Appropriate Qualification tables

As Published: 2010

TC App 4.1 Appropriate Qualification tables

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

MCOB 6.1 Application

As Published: 2004

MCOB 6.1 Application

COBS 6.1E Platform service providers

As Published: 2011

COBS 6.1E Platform service providers

MCOB 2.1 Application

As Published: 2006

MCOB 2.1 Application

MCOB 8.3 Application of rules in MCOB 4

As Published: 2004

MCOB 8.3 Application of rules in MCOB 4

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose