Search Result

481 - 500 of 1093 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

SYSC 4.4 Apportionment of responsibilities

As Published: 2008

SYSC 4.4 Apportionment of responsibilities

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2007

PERG 8.18 Financial promotions concerning the Lloyd’s market

CASS 10.2 Core content requirements

As Published: 2012

CASS 10.2 Core content requirements

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust

MCOB 4.6 Cancellation of distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts

As Published: 2006

MCOB 4.6 Cancellation of distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

As Published: 2007

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

As Published: 2008

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

As Published: 2008

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose