Search Result

401 - 420 of 984 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10A.9 Significant management functions

As Published: 2013

SUP 10A.9 Significant management functions

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

DISP INTRO 1 Introduction

As Published: 2008

DISP INTRO 1 Introduction

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

MIPRU 5.2 Use of intermediaries

As Published: 2006

MIPRU 5.2 Use of intermediaries

PERG 1.5 What other guidance about the perimeter is available from the FCA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FCA?

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

SYSC 13.2 Purpose

As Published: 2006

SYSC 13.2 Purpose

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

COBS 14.3 Information about designated investments

As Published: 2007

COBS 14.3 Information about designated investments

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers