Search Result

401 - 420 of 1087 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

SYSC 4.4 Apportionment of responsibilities

As Published: 2008

SYSC 4.4 Apportionment of responsibilities

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

LR 7.2 The Listing Principles

As Published: 2009

LR 7.2 The Listing Principles

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

PERG 4.5 Arranging regulated mortgage contracts

As Published: 2005

PERG 4.5 Arranging regulated mortgage contracts

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

COBS 4.8 Cold calls and other promotions that are not in writing

As Published: 2007

COBS 4.8 Cold calls and other promotions that are not in writing

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

BIPRU 4.5 The IRB approach: Specialised lending exposures

As Published: 2007

BIPRU 4.5 The IRB approach: Specialised lending exposures

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

As Published: 2008

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

MCOB 12.4 Arrears charges: regulated mortgage contracts

As Published: 2004

MCOB 12.4 Arrears charges: regulated mortgage contracts

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

BIPRU 9.5 Synthetic securitisation

As Published: 2010

BIPRU 9.5 Synthetic securitisation

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose