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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

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SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

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SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

As Published: 2001

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

…

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Effective Period

Similar To

COND 2.5 Suitability

SUP App 3.3 Background

PERG 4.11 Link between activities and the United Kingdom

SUP 10A.13 Application for approval and withdrawing an application for approval

SUP 6.2 Introduction

SUP 13A.3 Qualifications for authorisation under the Act

APER 4.5 Statement of Principle 5

APER 3.1 Introduction

SUP 13.1 Application and purpose

SUP 10A.14 Changes to an FCA-approved person's details

SUP 10A.6 FCA governing functions

APER 4.4 Statement of Principle 4

COND 2.3 Effective supervision

SYSC 4.2 Persons who effectively direct the business

SUP 8.6 Publication of waivers

COND 2.2 Location of offices

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

APER 4.7 Statement of Principle 7

SUP 13.7 Changes to cross border services

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements