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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

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DEPP 6.7 Discount for early settlement

As Published: 2010

DEPP 6.7 Discount for early settlement

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SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

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PERG 8.1 Application and purpose

As Published: 2005

PERG 8.1 Application and purpose

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REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

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SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

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CASS 7A.2 Primary pooling events

As Published: 2012

CASS 7A.2 Primary pooling events

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LR 4.1 Application and Purpose

DEPP 1.1 Application and Purpose

SUP 13.11 Record keeping

SUP 8.6 Publication of waivers

SUP 5.5 Duties of firms

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DTR 1A.4 Fees

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SUP 11.8 Changes in the circumstances of existing controllers

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order