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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

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SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

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BIPRU 9.6 Implicit support

As Published: 2011

BIPRU 9.6 Implicit support

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MAR 8.2 Requirements for benchmark submitters

As Published: 2013

MAR 8.2 Requirements for benchmark submitters

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SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

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COLL 11.4 Depositaries

As Published: 2011

COLL 11.4 Depositaries

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ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

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CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

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PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

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REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

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PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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FEES 6.3 The FSCS's power to impose levies

As Published: 2006

FEES 6.3 The FSCS's power to impose levies

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SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

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REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

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REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

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REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

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SUP 10A.12 Procedures relating to FCA-approved persons

As Published: 2013

SUP 10A.12 Procedures relating to FCA-approved persons

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CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

As Published: 2007

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

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