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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

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SUP 6.1 Application, interpretation and purpose

As Published: 2004

SUP 6.1 Application, interpretation and purpose

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SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

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SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

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LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

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SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

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FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

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COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

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COLL 11.4 Depositaries

SYSC 8.1 General outsourcing requirements

PERG 7.7 Post-certification issues

SUP 14.6 Cancelling qualification for authorisation

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

COND 2.3 Effective supervision

PERG 5.12 Link between activities and the United Kingdom

PERG 8.33 Introducing

PERG 5.1 Application and purpose

LR 10.4 Class 2 requirements

LR 13.6 Related party circulars

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order