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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

COBS 7.2 Information to be provided by the insurance intermediary

As Published: 2007

COBS 7.2 Information to be provided by the insurance intermediary

SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

COBS 4.2 Fair, clear and not misleading communications

As Published: 2007

COBS 4.2 Fair, clear and not misleading communications

COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

INSPRU 3.1 Market risk in insurance

As Published: 2006

INSPRU 3.1 Market risk in insurance

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

COBS 6.4 Disclosure of charges, remuneration and commission

As Published: 2007

COBS 6.4 Disclosure of charges, remuneration and commission

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

BIPRU 7.6 Option PRR

As Published: 2007

BIPRU 7.6 Option PRR

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links