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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

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PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

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MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

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GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

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Similar To

LR 5.2 Cancelling listing

REC 4.5 FCA supervision of action by UK RIEs under their default rules

SUP 15.7 Form and method of notification

SUP 5.3 Policy on the use of skilled persons

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ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

CASS 1.2 General application: who? what?

TC App 4.1 Appropriate Qualification tables

SYSC 4.2 Persons who effectively direct the business

PERG 12.2 Establishing, operating or winding up a personal pension scheme

CASS 5.8 Safe keeping of client's documents and other assets

REC 2.4 Suitability

REC 2.14 Rules and consultation

SUP 4.2 Purpose

MCOB 6.4 Mortgages: content of the offer document

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

DTR 5.2 Acquisition or disposal of major proportions of voting rights

PERG 8.17 Financial promotions concerning agreements for qualifying credit

MCOB 4.11 Sale and rent back: advising and selling standards

GEN 1.3 Emergency