Search Result

MCOB 4.6 Cancellation of distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts

…

COBS 6.1A Adviser charging and remuneration

As Published: 2010

COBS 6.1A Adviser charging and remuneration

…

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

…

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

…

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

…

SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2013

SUP 10A.13 Application for approval and withdrawing an application for approval

…

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

COND 2.5 Suitability

SUP App 3.2 Purpose

PERG 5.14 Exemptions

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

REC 2.7 Access to facilities

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

LR 8.6 Criteria for approval as a sponsor

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

PERG 7.3 Does the activity require authorisation?

ICOBS 5.2 Statement of demands and needs

COBS 6.1D Product provider requirements relating to consultancy charging and remuneration

ICOBS 6.2 Pre-contract information: general insurance contracts

MCOB 4.6 Cancellation of distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts