Search Result

221 - 240 of 811 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 5.2 Holding money as agent of insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of insurance undertaking

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

ICOBS 8.4 Employers’ Liability Insurance

As Published: 2011

ICOBS 8.4 Employers’ Liability Insurance

COBS 4.12 Unregulated collective investment schemes

As Published: 2007

COBS 4.12 Unregulated collective investment schemes

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

MIPRU 5.1 Application and purpose

As Published: 2006

MIPRU 5.1 Application and purpose

COBS 6.3 Disclosing information about services, fees and commission

As Published: 2007

COBS 6.3 Disclosing information about services, fees and commission

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

COLL 12.1 Introduction

As Published: 2011

COLL 12.1 Introduction

COND 1.1A Application

As Published: 2013

COND 1.1A Application

SYSC 13.5 Risk management terms

As Published: 2007

SYSC 13.5 Risk management terms

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

ICOBS 6.4 Pre- and post-contract information: protection policies

As Published: 2008

ICOBS 6.4 Pre- and post-contract information: protection policies

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

SUP 10A.8 Systems and controls functions

As Published: 2013

SUP 10A.8 Systems and controls functions

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors