Search Result

981 - 1000 of 1114 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2A.2 Method of satisfying the RAP recognition requirements

As Published: 2013

REC 2A.2 Method of satisfying the RAP recognition requirements

FINMAR 2.1 Application and purpose

As Published: 2010

FINMAR 2.1 Application and purpose

FEES 6.4A Management expenses in respect of relevant schemes

As Published: 2010

FEES 6.4A Management expenses in respect of relevant schemes

PERG 6.4 Limitations of this guidance

As Published: 2005

PERG 6.4 Limitations of this guidance

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2011

REC 3.22 Restriction of, or instruction to close out, open positions

SUP 8.7 Varying waivers

As Published: 2001

SUP 8.7 Varying waivers

PERG 11.3 Guidance on land investment schemes involving planning permission arrangements

As Published: 2006

PERG 11.3 Guidance on land investment schemes involving planning permission arrangements

COBS 2.1 Acting honestly, fairly and professionally

As Published: 2007

COBS 2.1 Acting honestly, fairly and professionally

COBS 6.1A Adviser charging and remuneration

As Published: 2010

COBS 6.1A Adviser charging and remuneration

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

COBS 16.1 General client reporting requirement

As Published: 2007

COBS 16.1 General client reporting requirement

MCOB 8.7 Initial disclosure information: unauthorised reversion provider

As Published: 2006

MCOB 8.7 Initial disclosure information: unauthorised reversion provider

MCOB 13.2 Purpose

As Published: 2006

MCOB 13.2 Purpose

DISP 1.7 Complaints forwarding rules

As Published: 2005

DISP 1.7 Complaints forwarding rules

MCOB 8.2 Purpose

As Published: 2006

MCOB 8.2 Purpose

MCOB 4.2 Purpose

As Published: 2006

MCOB 4.2 Purpose

ICOBS 4.3 Fee disclosure

As Published: 2008

ICOBS 4.3 Fee disclosure

GEN 4.4 Business for retail clients from non-UK offices

As Published: 2004

GEN 4.4 Business for retail clients from non-UK offices

DTR 1A.4 Fees

As Published: 2007

DTR 1A.4 Fees