Search Result

81 - 100 of 1011 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers

PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2011

COLL 11.6 Winding up, merger and division of master UCITS

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

SYSC 1.4 Application of SYSC 11 to SYSC 21

As Published: 2006

SYSC 1.4 Application of SYSC 11 to SYSC 21

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2013

REC 3.5 Disciplinary action and events relating to key individuals

DISP 1.11 The Society of Lloyd's

As Published: 2010

DISP 1.11 The Society of Lloyd's