Search Result

861 - 880 of 900 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 11.2 Approval of a feeder UCITS

As Published: 2011

COLL 11.2 Approval of a feeder UCITS

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

LR 9.3 Continuing obligations: holders

As Published: 2006

LR 9.3 Continuing obligations: holders

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

BIPRU 9.5 Synthetic securitisation

As Published: 2010

BIPRU 9.5 Synthetic securitisation

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

MCOB 5.8 Home purchase plans

As Published: 2006

MCOB 5.8 Home purchase plans

LR 1.2 Modifying rules and consulting the FCA

As Published: 2010

LR 1.2 Modifying rules and consulting the FCA

COLL 11.4 Depositaries

As Published: 2011

COLL 11.4 Depositaries

PERG 4.3 Regulated activities related to mortgages

As Published: 2005

PERG 4.3 Regulated activities related to mortgages

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2009

FEES 5.8 Joining the Financial Ombudsman Service

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund