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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

REC 2A.4 Power and procedure for RAP penalties and censures

As Published: 2012

REC 2A.4 Power and procedure for RAP penalties and censures

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

COND 1.1A Application

As Published: 2013

COND 1.1A Application

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

As Published: 2008

DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision