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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 6.4 Choice of Home State and notifications by third country issuers

As Published: 2007

DTR 6.4 Choice of Home State and notifications by third country issuers

SUP 10A.10 Customer-dealing functions

As Published: 2013

SUP 10A.10 Customer-dealing functions

RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

As Published: 2007

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

PR App 1.1

As Published: 2005

PR App 1.1

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

BIPRU 2.2 Internal capital adequacy standards

As Published: 2006

BIPRU 2.2 Internal capital adequacy standards

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

COLL 3.1 Introduction

As Published: 2004

COLL 3.1 Introduction

DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose