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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

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REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

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PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

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LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

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COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

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FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

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PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

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PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

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REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

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COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

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REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

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REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

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SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

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REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

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SUP 16.17 Remuneration reporting

As Published: 2012

SUP 16.17 Remuneration reporting

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FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

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CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

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TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

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