Search Result

221 - 240 of 950 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

RCB 6.2 Policy on decision and warning notices

As Published: 2008

RCB 6.2 Policy on decision and warning notices

DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

REC 4.2A Publication of information by UK RIEs and RAPs

As Published: 2007

REC 4.2A Publication of information by UK RIEs and RAPs

DTR 5.5 Acquisition or disposal by issuer of shares

As Published: 2007

DTR 5.5 Acquisition or disposal by issuer of shares

BIPRU 5.6 Master netting agreements

As Published: 2006

BIPRU 5.6 Master netting agreements

SUP 10A.14 Changes to an FCA-approved person's details

As Published: 2013

SUP 10A.14 Changes to an FCA-approved person's details

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements

SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2007

SUP 13A.3 Qualifications for authorisation under the Act

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

DTR 3.1

As Published: 2005

DTR 3.1

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures