Search Result

861 - 880 of 1173 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 1.9 Complaints record rule

As Published: 2011

DISP 1.9 Complaints record rule

MIPRU 2.1 Application and purpose

As Published: 2006

MIPRU 2.1 Application and purpose

ICOBS 5.3 Advised sales

As Published: 2012

ICOBS 5.3 Advised sales

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose

MAR 5.1 Application

As Published: 2007

MAR 5.1 Application

MCOB 6.8 Home purchase plans

As Published: 2006

MCOB 6.8 Home purchase plans

APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

COBS 9.4 Suitability reports

As Published: 2007

COBS 9.4 Suitability reports

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

SUP 16.16 Prudent valuation reporting

As Published: 2012

SUP 16.16 Prudent valuation reporting

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

SUP 10A.12 Procedures relating to FCA-approved persons

As Published: 2013

SUP 10A.12 Procedures relating to FCA-approved persons

SUP App 2.8 Ceasing to effect contracts of insurance

As Published: 2002

SUP App 2.8 Ceasing to effect contracts of insurance

SYSC 13.1 Application

As Published: 2006

SYSC 13.1 Application

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

BIPRU 14.4 Free deliveries

As Published: 2007

BIPRU 14.4 Free deliveries

MCOB 12.4 Arrears charges: regulated mortgage contracts

As Published: 2004

MCOB 12.4 Arrears charges: regulated mortgage contracts