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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 7.2 The Listing Principles

As Published: 2009

LR 7.2 The Listing Principles

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

LR 18.3 Listing applications

As Published: 2007

LR 18.3 Listing applications

SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

SUP 10A.8 Systems and controls functions

As Published: 2013

SUP 10A.8 Systems and controls functions

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

CASS 10.1 Application, purpose and general provisions

As Published: 2012

CASS 10.1 Application, purpose and general provisions

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

REC 1.1 Application

As Published: 2005

REC 1.1 Application

CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

PERG 7.2 Introduction

As Published: 2006

PERG 7.2 Introduction

COBS 12.1 Purpose and application

As Published: 2007

COBS 12.1 Purpose and application

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

As Published: 2008

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments