Search Result

541 - 560 of 1036 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

PERG 3A.6 Territorial scope

As Published: 2011

PERG 3A.6 Territorial scope

FEES 6.4A Management expenses in respect of relevant schemes

As Published: 2010

FEES 6.4A Management expenses in respect of relevant schemes

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

COLL 6.11 Risk control and internal reporting

As Published: 2011

COLL 6.11 Risk control and internal reporting

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

PERG 12.3 Rights under a personal pension scheme

As Published: 2006

PERG 12.3 Rights under a personal pension scheme

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

DISP 3.1 Purpose, interpretation and application

As Published: 2003

DISP 3.1 Purpose, interpretation and application

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2