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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

CASS 8.1 Application

As Published: 2007

CASS 8.1 Application

ICOBS 2.5 Exclusion of liability and reliance on others

As Published: 2008

ICOBS 2.5 Exclusion of liability and reliance on others

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

REC 2A.1 Introduction

As Published: 2011

REC 2A.1 Introduction

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

FEES App 1.3 Application Fees

As Published: 2012

FEES App 1.3 Application Fees

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

As Published: 2006

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports