Search Result

841 - 860 of 1166 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 4.9 Financial promotions with an overseas element

As Published: 2007

COBS 4.9 Financial promotions with an overseas element

BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

SUP 17.3 Reporting channels

As Published: 2007

SUP 17.3 Reporting channels

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

REC 3.20 Disciplinary action relating to members

As Published: 2001

REC 3.20 Disciplinary action relating to members

REC 6.5 FSA decision on recognition

As Published: 2001

REC 6.5 FSA decision on recognition

COBS 18.11 Authorised professional firms

As Published: 2007

COBS 18.11 Authorised professional firms

COBS 18.8 OPS firms - non scope business

As Published: 2007

COBS 18.8 OPS firms - non scope business

PERG 15.2 General

As Published: 2011

PERG 15.2 General

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

DTR 5.11 Non EEA State issuers

As Published: 2007

DTR 5.11 Non EEA State issuers

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

SYSC 13.8 External events and other changes

As Published: 2006

SYSC 13.8 External events and other changes

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

MAR 2.5 The Price Stabilising Rules: overseas provisions

As Published: 2003

MAR 2.5 The Price Stabilising Rules: overseas provisions

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

SUP 13.10 Applicable provisions

As Published: 2001

SUP 13.10 Applicable provisions