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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

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FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

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RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

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LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

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RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

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SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

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COLL 11.5 Auditors

As Published: 2011

COLL 11.5 Auditors

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BIPRU 12.6 Simplified ILAS

As Published: 2009

BIPRU 12.6 Simplified ILAS

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FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

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PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

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BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

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LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

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COBS 1.1 The general application rule

As Published: 2007

COBS 1.1 The general application rule

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COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

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MCOB 12.2 Purpose

As Published: 2006

MCOB 12.2 Purpose

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ICOBS 8.1 Insurers: general

As Published: 2007

ICOBS 8.1 Insurers: general

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REC 3.17 Inability to discharge regulatory functions

As Published: 2001

REC 3.17 Inability to discharge regulatory functions

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DISP App 3.4 Root cause analysis

As Published: 2010

DISP App 3.4 Root cause analysis

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