Search Result

461 - 480 of 1166 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

COBS 6.2A Describing advice services

As Published: 2010

COBS 6.2A Describing advice services

APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

ICOBS 4.1 General requirements for insurance intermediaries

As Published: 2007

ICOBS 4.1 General requirements for insurance intermediaries

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

BIPRU 8.5 Basis of consolidation

As Published: 2010

BIPRU 8.5 Basis of consolidation

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2007

PERG 8.18 Financial promotions concerning the Lloyd’s market

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

As Published: 2007

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

COLL 13.1 Introduction

As Published: 2012

COLL 13.1 Introduction

PR 5.1 Validity of prospectus

As Published: 2005

PR 5.1 Validity of prospectus

LR 19.1 Application

As Published: 2005

LR 19.1 Application

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration